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It’s Official! DOL Finalizes Delay

USA - November 30 2017 The Fiduciary Rule transition period is extended until mid-2019, with financial institutions having flexibility in complying with the impartial...

William J. Marx, Michael B. Richman, Daniel R. Kleinman, Lindsay B. Jackson.

DOL Issues Proposed Delay of Fiduciary Rule Compliance Date and Enforcement Relief

USA - September 6 2017 The US Department of Labor (DOL) has proposed to delay the applicability of additional conditions of the Best Interest Contract (BIC) exemption...

Michael B. Richman, Daniel R. Kleinman, Lindsay B. Jackson.

DOL Fiduciary Rule Updates

USA - August 16 2017 There continue to be developments on the Department of Labor’s (DOL’s) fiduciary rule. Recently, additional fiduciary rule transition FAQs were...

Michael B. Richman, Daniel R. Kleinman, Lindsay B. Jackson.

DOL Issues Additional Fiduciary Rule Transition FAQs

USA - August 11 2017 The US Department of Labor (DOL) has released an additional set of three frequently asked questions (FAQs) to address further inquiries in light of...

William J. Marx, Michael B. Richman, Daniel R. Kleinman, Lindsay B. Jackson.

DOL to Propose Extension of Fiduciary Rule Transition Period

USA - August 10 2017 The proposal is expected to delay additional conditions of exemptions from January 1, 2018 to July 1, 2019, but the ultimate length of delay will not...

William J. Marx, Michael B. Richman, Daniel R. Kleinman, Lindsay B. Jackson.