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SEC Adopts amendments to Advisers Act and Form ADV

USA - September 20 2016 In late August 2016, the SEC adopted amendments to the US Investment Advisers Act and Form ADV to improve the quality of information that is provided...

BE-180 deadline approaching: fund managers, private funds, and registered investment companies may be required to file

USA - September 18 2015 The November 1, 2015 deadline is approaching for US financial services providersincluding many US fund managers, private funds, and registered...

Richard A. Goldman, Joy Crutcher Harrison, Paul B. Raymond, John J. O’Brien, Sean Graber.

BEA indicates that it will grant extensions for filing BE-10 until August 31, 2015

USA - June 25 2015 Filers seeking an extension must submit a Request for Extension. On May 29, we issued a LawFlash reporting that the US Department of Commerce's...

Richard A. Goldman, Joy Crutcher Harrison.

Deadline for filing BE-10 has been extended for new filers

USA - May 29 2015 On May 19, we issued a LawFlash regarding the BE-10 reporting requirements for private funds and private fund managers. The LawFlash indicates that...

Richard A. Goldman, Joy Crutcher Harrison.

Deadline for filing BE-10 approaches for private funds and private fund managers

USA - May 19 2015 This year marks the return of the BE-10, the five-year benchmark survey of US direct investment abroad. The US Department of Commerce Bureau of...

Richard A. Goldman, Joy Crutcher Harrison.