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DOL's final ERISA proxy voting rule largely changed to principles-based approach

USA - December 22 2020 The US Department of Labor (DOL) has released its final rule on the application of ERISA fiduciary duties--specifically the duties of prudence and…

Daniel R. Kleinman, Julie K. Stapel, Lindsay B. Jackson, Natalie R. Wengroff.

DOL Finalizes ‘Financial Factors’ ERISA Regulation

USA - November 17 2020 The US Department of Labor’s final ERISA regulation generally follows its proposal but without the focus on environmental, social, and governance…

Daniel R. Kleinman, Elizabeth S. Goldberg, Julie K. Stapel, Lindsay B. Jackson.

Latest Volley in ESG Back and Forth: DOL Finalizes New ESG Rule

USA - November 3 2020 There was an important development recently in the US Department of Labor’s (DOL’s) efforts to regulate ERISA plan fiduciaries’ use of environmental…

Elizabeth S. Goldberg, Julie K. Stapel.

DOL Proposes Rules on Pooled Plan Provider Registration Process

USA - September 4 2020 Like many of our clients, we have been anxiously awaiting guidance from regulators on pooled employer plans, which may enter the retirement plan…

Daniel R. Kleinman, Elizabeth S. Goldberg, Julie K. Stapel, Lindsay B. Jackson, Marla J. Kreindler, Michael Gorman.

Information Requested on Pooled Employer Plan Prohibited Transaction Issues: Act Quickly to Help Shape Exemptive Relief

USA - June 24 2020 The US Department of Labor (DOL) published a Request for Information (RFI) on June 18 in the Federal Register on the subject of pooled employer plans…

Elizabeth S. Goldberg, Julie K. Stapel, Michael Gorman.