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Amendments to FINRA Rules 5130 and 5131 Effective January 1, 2020

USA - December 26 2019 The Financial Industry Regulatory Authority (FINRA) has announced that its amendments to Rules 5130 and 5131 (the Rules) pertaining to allocations of...

Amy Natterson Kroll.

The Federal Reserve Board Bank Holding Company Act Control Proposal: Observations and Reflections

USA - June 25 2019 The Federal Reserve Board’s proposed Bank Holding Company Act and Home Owners’ Loan Act control regulations, published in late April, are the...

Martin Hirschprung, Natalie R. Wengroff, Charles M. Horn.

An End to Regulation by Enforcement? CFPB Director Lays Out New Regulatory and Enforcement Priorities and Attitudes

USA - April 23 2019 Kathleen Kraninger, only the second Senate-confirmed director of the Consumer Financial Protection Bureau (CFPB) in its almost eight-year existence...

Nicholas M. Gess, Charles M. Horn.