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FINTRAC Updates Guidance on Verifying the Identity of Individuals and Other Entities

Canada - November 22 2019 Following consultations with businesses and reporting entities, FINTRAC has updated its guidance on Methods to verify the identity of an individual...

Ana Badour.

SEC Issues “No-Action” Letter in Connection with the Sale of Digital Tokens by Pocketful of Quarters

USA - August 22 2019 On July 25, 2019, the Division of Corporate Finance of the United States Securities and Exchange Commission (the “SEC”) issued a response that it...

Ivor Selimovic, Dean C. Masse.

SECFINRA Joint Statement on Broker-Dealer Custody of Digital Asset Securities

USA - July 29 2019 On July 8, 2019, the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) issued a news release (the...

Sean D. Sadler, Daniel Angelucci, Dean C. Masse, Sonia J. Struthers.

Regulations Issued under the Payment Clearing and Settlement Act Setting out Resolution Framework for Financial Market Infrastructures

Canada - July 24 2019 On July 10, 2019, the Payment Clearing and Settlement Regulations (the “Regulations”) were issued under the Payment Clearing and Settlement Act (the...

Ana Badour.

A Global Review of the Regulatory Considerations Relating to Crypto-Asset Trading Platforms

Canada, Global - July 12 2019 In May 2019, the International Organization of Securities Commissions (IOSCO) published a consultation paper entitled Issues, Risks and Regulatory...

Daanish Pasricha, Sonia J. Struthers, Laure Fouin.