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Lessons in Responding to Whistleblower Complaints from Recent UK Settlement

United Kingdom, Canada - May 23 2018 The UK’s Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) recently reached a settlement with the CEO of Barclays Group...

Rene Sorell.

Recent SEC Settlement is Cautionary Tale for Canadian Public Issuers on Disclosure of Cyberincidents and Related Risks

Canada - May 15 2018 Canadian securities regulators have published notices since 2013 highlighting the importance of timely disclosure and risk disclosure by reporting...

Rene Sorell.

Serious Fraud Office and Other Investor Protection Measures Proposed in Ontario

Canada - March 30 2018 On March 28, 2018, the Ontario government in its budget announced the following measures aimed at improving investor protection and enforcement...

Sean D. Sadler, Rene Sorell.

First Hit under the New Take-Over Bid Regime: Lessons from the Aurora Cannabis Bid for CanniMed

Canada - March 28 2018 The Ontario Securities Commission and the Financial and Consumer Affairs Authority of Saskatchewan (Commissions) recently published reasons for their...

Vanessa Chung, Heidi Gordon, Robert O. Hansen, David E. Woollcombe.

Five Key M&A Cases from 2017 to consider this proxy season

Canada - March 7 2018 Heading into the 2018 proxy season, we have summarized five Canadian M&A cases from 2017 and their potential impact. This article should be read...

Shea T. Small, Jonathan R. Grant, Vanessa Chung, Simon Cameron, Robert O. Hansen, David E. Woollcombe.