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Les personnes inscrites font face à des obligations fort accrues en vertu des modifications réglementaires proposées par les ACVM

Canada - July 19 2018 Récemment, les Autorités canadiennes en valeurs mobilières (ACVM) ont publié aux fins de commentaires d’importantes modifications au Règlement 31-103...

Sean D. Sadler, Rene Sorell, Cristian O. Blidariu, Laure Fouin.


Registrants Face Significantly Increased Obligations under Proposed CSA Rule Amendments

Canada - July 11 2018 Recently, the Canadian Securities Administrators (CSA) published for comment important rule amendments to National Instrument 31-103 Registration...

Sean D. Sadler, Rene Sorell, Cristian O. Blidariu, Laure Fouin.


Canadian Securities Administrators Provide Further Guidance on the Securities Law Implications of Token Offerings

Canada - June 12 2018 On June 11, 2018, staff of the Canadian Security Administrators (the “CSA”) published CSA Staff Notice 46-308 - Securities Law Implications for...

Andrea Schneider, Dean C. Masse, Laure Fouin.


Lessons in Responding to Whistleblower Complaints from Recent UK Settlement

United Kingdom, Canada - May 23 2018 The UK’s Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) recently reached a settlement with the CEO of Barclays Group...

Rene Sorell.


Recent SEC Settlement is Cautionary Tale for Canadian Public Issuers on Disclosure of Cyberincidents and Related Risks

Canada - May 15 2018 Canadian securities regulators have published notices since 2013 highlighting the importance of timely disclosure and risk disclosure by reporting...

Rene Sorell.