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Is a Promissory Note a Security? The Ontario Superior Court Has the Answer.

Canada - November 5 2018 The Ontario Superior Court recently provided guidance on whether certain secured promissory notes fell within the definition of a “security” under the...

Vanessa Chung, Robert O. Hansen.

Les personnes inscrites font face à des obligations fort accrues en vertu des modifications réglementaires proposées par les ACVM

Canada - July 19 2018 Récemment, les Autorités canadiennes en valeurs mobilières (ACVM) ont publié aux fins de commentaires d’importantes modifications au Règlement 31-103...

Sean D. Sadler, Rene Sorell, Cristian O. Blidariu, Laure Fouin.

Registrants Face Significantly Increased Obligations under Proposed CSA Rule Amendments

Canada - July 11 2018 Recently, the Canadian Securities Administrators (CSA) published for comment important rule amendments to National Instrument 31-103 Registration...

Sean D. Sadler, Rene Sorell, Cristian O. Blidariu, Laure Fouin.

Canadian Securities Administrators Provide Further Guidance on the Securities Law Implications of Token Offerings

Canada - June 12 2018 On June 11, 2018, staff of the Canadian Security Administrators (the “CSA”) published CSA Staff Notice 46-308 - Securities Law Implications for...

Andrea Schneider, Dean C. Masse, Laure Fouin.

Lessons in Responding to Whistleblower Complaints from Recent UK Settlement

United Kingdom, Canada - May 23 2018 The UK’s Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) recently reached a settlement with the CEO of Barclays Group...

Rene Sorell.