Results 1 to 5 of 15

Underwriting due diligence – IIROC proposed guidance

Canada - March 17 2014 On March 6, 2014, the Investment Industry Regulatory Organization of Canada published a Rules Notice and Request for Comments in connection with the…

Eric Block, Matthew Cumming, Graham P. C. Gow, Andrew Parker

Private Placement Trends: OSC Publishes Report on Exempt Market Activity

Canada - February 17 2021 In December 2020, the Ontario Securities Commission (OSC) published OSC Staff Notice 45-717 Ontario’s Exempt Market, a report on capital raising…

Sean D. Sadler

Canadian Securities Administrators and IIROC Release Guidance for Crypto Asset Trading Platforms

Canada - March 30 2021 In a detailed joint notice (the “Notice”) the Canadian Securities Administrators (“CSA”) and the Investment Industry Regulatory Organization of Canada…

Ana Badour, Cristian O. Blidariu, Laure Fouin, Sean D. Sadler, Rene Sorell

Canadian Securities Administrators propose changes to “primary business” Financial Disclosure Requirements

Canada - September 17 2021 On August 12, 2021, the Canadian Securities Administrators (the “CSA”) published a notice and request for comment on their proposed changes to…

Patrick Boucher, Omair Jafrani, Wendi A. Locke, Andrew Parker, Paul Santache

Amendments to TSX Company Manual regarding Closed-end Funds, Exchange Traded Products and Structured Products

Canada - October 6 2015 On September 17, 2015, the Toronto Stock Exchange (TSX) published final amendments (Amendments) to the TSX Company Manual which introduce formal…

Andrew Armstrong, Laure Fouin, Wendi A. Locke, Leila Rafi, Sonia J. Struthers