Michael J. Eldridge
McCarthy Tétrault LLP
Articles
Underwriting due diligence – IIROC proposed guidance
Canada - March 17 2014 On March 6, 2014, the Investment Industry Regulatory Organization of Canada published a Rules Notice and Request for Comments in connection with the…
Eric Block, Matthew Cumming, Graham P. C. Gow, Andrew Parker
Private Placement Trends: OSC Publishes Report on Exempt Market Activity
Canada - February 17 2021 In December 2020, the Ontario Securities Commission (OSC) published OSC Staff Notice 45-717 Ontario’s Exempt Market, a report on capital raising…
Canadian Securities Administrators and IIROC Release Guidance for Crypto Asset Trading Platforms
Canada - March 30 2021 In a detailed joint notice (the “Notice”) the Canadian Securities Administrators (“CSA”) and the Investment Industry Regulatory Organization of Canada…
Ana Badour, Cristian O. Blidariu, Laure Fouin, Sean D. Sadler, Rene Sorell
Canadian Securities Administrators propose changes to “primary business” Financial Disclosure Requirements
Canada - September 17 2021 On August 12, 2021, the Canadian Securities Administrators (the “CSA”) published a notice and request for comment on their proposed changes to…
Patrick Boucher, Omair Jafrani, Wendi A. Locke, Andrew Parker, Paul Santache
Amendments to TSX Company Manual regarding Closed-end Funds, Exchange Traded Products and Structured Products
Canada - October 6 2015 On September 17, 2015, the Toronto Stock Exchange (TSX) published final amendments (Amendments) to the TSX Company Manual which introduce formal…
Andrew Armstrong, Laure Fouin, Wendi A. Locke, Leila Rafi, Sonia J. Struthers
