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New Zealand Proposes First-of-its-Kind Mandatory Climate-Related Financial Disclosure Regime

Canada, New Zealand - April 16 2021 On April 13, 2021, the Government of New Zealand announced that it has become the first country in the world to introduce legislation requiring…

Gurvir Sangha, Sonia J. Struthers, William Horne.

Canadian Securities Administrators and IIROC Release Guidance for Crypto Asset Trading Platforms

Canada - March 30 2021 In a detailed joint notice (the “Notice”) the Canadian Securities Administrators (“CSA”) and the Investment Industry Regulatory Organization of Canada…

Ana Badour, Cristian O. Blidariu, Michael J. Eldridge, Rene Sorell, Sean D. Sadler.

The EU is moving ahead with mandatory ESG disclosure for asset managers and Financial Advisers - what does it mean for Canadian firms?

Canada, European Union - March 11 2021 On March 10, 2021, the European Union’s Sustainable Finance Disclosure Regulation (“SFDR”) came into force. The SFDR will require certain asset…

Gurvir Sangha, Sonia J. Struthers, William Horne.

Registered firms in Canada now have more choices to satisfy Chief Compliance Officer staffing requirement

Canada - July 7 2020 The current rules require one registered Chief Compliance Officer (CCO) per registered legal entity, but important new Canadian Securities…

Cristian O. Blidariu, Lindsey Mahoney, Rene Sorell, Sean D. Sadler, Shauvik Shah, Sonia J. Struthers.

Canadian Council of Insurance Regulators and Canadian Insurance Services Regulatory Organizations announce Fintech/Insurtech Advisory Hub

Canada - May 11 2020 On May 7, 2020, the Canadian Council of Insurance Regulators (CCIR) and the Canadian Insurance Services Regulatory Organizations (CISRO) announced…

Ana Badour, Arie van Wijngaarden, Hartley Lefton, Nancy J. Carroll, Sonia J. Struthers.