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How asset managers are digging in on diversity to stand out from their peers

USA - September 26 2022 ESG begins at home. As increasing numbers of investors are looking for environmental, social and governance investment opportunities, asset managers…

Securities Enforcement Quarterly August 2022

USA - August 2 2022 After issuing a flurry of rule-making proposals in the first quarter of 2022, SEC Chair Gensler appeared before Congress to advocate for additional…

Charles J. Clark, Harry S. Davis, Marc E. Elovitz, Gayle R. Klein, Douglas I. Koff, Kelly Koscuiszka, Martin L. Perschetz, Betty Santangelo, Howard Schiffman, Gary Stein, Michael E. Swartz, Craig S. Warkol, Peter H. White

Securities Enforcement Quarterly May 2022

USA - May 3 2022 In 2021, the SEC set forth an ambitious agenda for enforcement and regulation and, as discussed in this edition of Schulte Roth & Zabel's Securities…

Charles J. Clark, Harry S. Davis, Marc E. Elovitz, Angela Garcia, Gayle R. Klein, Douglas I. Koff, Kelly Koscuiszka, Benjamin Lewson, Martin L. Perschetz, Betty Santangelo, Howard Schiffman, Gary Stein, Michael E. Swartz, Craig S. Warkol, Peter H. White, Shannon B. Wolf

Securities Enforcement Quarterly

USA - January 28 2022 During the first three quarters of 2021, SEC Chair Gensler set out an expansive regulatory agenda. The fourth quarter of 2021 was marked by the SEC’s…

Charles J. Clark, Melanie S. Collins, Harry S. Davis, Marc E. Elovitz, Angela Garcia, Gayle R. Klein, Douglas I. Koff, Kelly Koscuiszka, Vincent W. Moccio, Martin L. Perschetz, Jeffrey F. Robertson, Betty Santangelo, Howard Schiffman, Hamdi Soysal, Gary Stein, Ramya A. Sundaram, Michael E. Swartz, Craig S. Warkol, Alex Wharton, Peter H. White

LIBOR Transition Update: New York State Legislature Passes LIBOR Transition Bill

USA - March 26 2021 On March 24, the New York State Legislature passed Senate Bill 297B/Assembly Bill 164B (“Bill”)[1] which addresses the legal uncertainty and potential…

Phillip J. Azzollini, Atul Joshi, Douglas I. Koff, Anna Maleva-Otto, Andrea (Andi) Mandell, Paula-Marie (Polly) O'Brien, Daniel V. Oshinsky, Craig Stein