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The Crypto Winter of Discontent Gets Colder with First of Its Kind Insider Trading Charges

USA - August 9 2022 As market and regulatory uncertainty swirl around cryptocurrencies and other digital assets, the Securities and Exchange Commission (the “SEC”) and…

Kara A. Kuchar, Philip J. Bezanson, Charles J. Clark, Craig S. Warkol, Shannon B. Wolf

DOL Compliance Guidance on Plan Investments in Digital Assets

USA - March 10 2022 (Compliance Assistance Release No. 2022-01 [the “Release”]). In the Release, the DOL expressed “serious concerns” about exposing 401(k) plans and…

Susan E. Bernstein, Mark E. Brossman, David M. Cohen, Marc E. Elovitz, Ian L. Levin, Ronald E. Richman

Simultaneous Management of PE and Private Credit Funds: Techniques for Properly Allocating Investments, Fees and Employees (Part Two of Two)

USA - November 10 2020 To appeal to investors and exploit investment opportunities, fund managers will often operate multiple funds at once that may even span asset classes…

Daniel F. Hunter

Simultaneous Management of PE and Private Credit Funds: Use of Walls and Other Tactics to Manage MNPI Risks (Part One of Two)

USA - November 3 2020 One of the defining factors that leads to success among fund managers is their ability to obtain and digest information about different companies and…

Daniel F. Hunter

Private Funds and Liquidity Management

USA - September 1 2020 Liquidity management continues to be an important topic in the private fund industry. The recent COVID-19 pandemic and the substantial…