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SEC Proposes Rules to Increase SPAC Disclosure Requirements to More Closely Align with Traditional IPO Requirements

USA - May 18 2022 The Securities and Exchange Commission (“SEC”) has proposed new rules and amendments that would enhance disclosure requirements and investor…

Charles J. Clark, Gayle R. Klein, Eleazer Klein, F. Xavier Kowalski, John J. Mahon, David M. Rothenberg

Regulated Funds: SEC Final Rule Declines to Apply Universal Proxy Card Mandate to Regulated Funds

USA - December 21 2021 On Nov. 17, 2021, the Securities and Exchange Commission (“SEC”) adopted final rules requiring participants in contested director elections to use…

John J. Mahon

Regulated Funds: SEC Proposes Rule Amending Form N-PX and Requiring More Specific Disclosure On Proxy Votes Relating to Executive Compensation

USA - October 28 2021 On Sept. 29, 2021, the Securities and Exchange Commission proposed Rule 14Ad‑1 and amendments to Form N-PX (collectively, “Proposal”) under the…

John J. Mahon