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Regulatory Agencies Request Comments on Proposed Amendments to the Volcker Rule Which Will Affect Collateralized Loan Obligations

USA - January 31 2020 On Jan. 30, 2020, the Federal Reserve Board, the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, the U.S…

Phillip J. Azzollini, James V. Williams, III, Daniel V. Oshinsky, Adam M. Singer, Craig Stein

SEC proposal on prohibition against conflicts of interest in certain securitizations

USA - September 22 2011 On Sept. 19, 2011, the Securities and Exchange Commission (the “SEC”) issued, pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”), a notice of proposed rulemaking that addresses the prohibition of conflicts of interest in certain securitizations (the “Proposed Rule”).

Jacob B. Wentworth, Phillip J. Azzollini, Craig Stein, Joseph Suh

Update for swap counterparties: new web portal launched to assign CFTC interim compliant identifiers

USA - August 23 2012 The Depository Trust & Clearing Corporation (DTCC) and SWIFT have launched a Web portal to begin assigning CFTC Interim Compliant Identifiers (CICIs) as required by the CFTC’s Data and Recordkeeping Rule.

Nanette Aguirre, Craig Stein

Federal Reserve Board announces TALF eligibility for legacy CMBS, revises terms & conditions and FAQ documents

USA - May 22 2009 On May 19, 2009, the Federal Reserve Board (the “Board”) announced that, starting in July, certain high-quality commercial mortgage-backed securities (“CMBS”) issued before Jan. 1, 2009, (“legacy CMBS”) will become eligible collateral under the Term Asset-Backed Securities Loan Facility (“TALF”).

Kara A. Larsen, Gregory P. Pressman, Tannaz Simyar, Joseph Suh

U.S. Treasury announces Public-Private Investment Program

USA - March 25 2009 On March 23, 2009, the U.S. Department of the Treasury (“Treasury”) announced the Public-Private Investment Program (the “Program”).

Kara A. Larsen, Craig Stein