Articles

Results 1 to 5 of 58
Most popular |Most recent


The California Consumer Privacy Act Training Requirements: Tips for Private Fund Managers

USA - February 18 2020 Private fund managers that have prospective natural person investors, employees or even job applicants in California need to consider how the...

Edward H. Sadtler, Kelly Koscuiszka, Brian T. Daly.

Sanctions Update: DOJ Revises Voluntary Self-Disclosure Policy for Export Control and Sanctions Violations

USA - January 2 2020 On Dec. 13, 2019, the National Security Division (“NSD”) of the U.S. Department of Justice (“DOJ”) issued a revised policy, titled the Export Control...

Melissa G.R. Goldstein, Jennifer M. Opheim, Hannah Thibideau, Betty Santangelo, Gary Stein, Peter H. White.

CFTC Regulatory Roundup

USA - December 27 2019 In October 2019, the CFTC’s Division of Swap Dealer and Intermediary Oversight announced a “thematic review” exam initiative that was expected to...

Anna Maleva-Otto, Brad L. Caswell, Brian T. Daly.

The California Consumer Privacy Act: Key Points for Private Fund Managers

USA - December 6 2019 Jan. 1, 2020 is the effective date of the California Consumer Privacy Act (“CCPA”), the country’s first comprehensive privacy law. For many private...

Edward H. Sadtler, Kelly Koscuiszka, Brian T. Daly.

SEC’s Disgorgement Authority Under Review

USA - November 22 2019 On Nov. 19, 2019, the U.S. House of Representatives passed the Securities Fraud Enforcement and Investor Compensation Act with wide bipartisan...

Charles J. Clark, Craig S. Warkol, Peter H. White.