Results 6 to 10 of 24

White House Revamps Chinese Securities Trading Ban

China, USA - November 13 2020 On June 3, 2021, the Biden administration announced significant revisions to the sanctions program directed at Chinese publicly traded securities…

Melissa G.R. Goldstein, Betty Santangelo, Gary Stein, Hannah Thibideau

CFTC Adopts New Position Limits Rules -- The Impact on Private Fund Managers

USA - November 3 2020 On Oct. 15, 2020, the Commodity Futures Trading Commission ("CFTC") adopted a "Final Rule"1 on a new position limits regime that covers 25 physical…

Brian T. Daly

FinCEN and Banking Agencies Provide Clarification on PEP Screening Best Practices

USA - October 5 2020 On Aug. 21, 2020, in response to inquiries from various banks, the Financial Crimes Enforcement Network (“FinCEN”), a bureau of the U.S. Department of…

Melissa G.R. Goldstein, Kyle B. Hendrix, Betty Santangelo, Gary Stein, Hannah Thibideau, Joseph P. Vitale

SEC Updates Accredited Investor and QIB Definitions

USA - August 26 2020 On Aug. 26, 2020, the SEC promulgated final rule amendments ("Final Rule")[1] that, among other things, broaden the definitions of "accredited…

David Nissenbaum

New ESG Disclosure Obligations

European Union - April 7 2020 The EU Regulation on Sustainability-Related Disclosures ("Disclosure Regulation") 1 will take effect on March 10, 2021. Its aim is to enhance…

Anna Maleva-Otto