Joseph P. Vitale
Schulte Roth & Zabel LLP
Articles
FinCEN Commences Rulemaking Process for Implementation of Corporate Transparency Act Requiring Disclosure of Beneficial Ownership Information
USA - April 26 2021 On April 5, 2021, the Financial Crimes Enforcement Network, a bureau of the United States Department of the Treasury (“FinCEN” and “Treasury,”…
Shareholder Activism in US Regulated Industries
USA - March 23 2021 Companies in highly regulated industries have historically been subjected to relatively few campaigns and demands from shareholder activists…
FinCEN Issues First-Ever Enforcement Guidelines and Federal Banking Agencies Update Enforcement Guidance
USA - February 1 2021 The Financial Crimes Enforcement Network ("FinCEN") issued a statement describing its approach to enforcing the Bank Secrecy Act ("BSA") and its…
Melissa G.R. Goldstein, Betty Santangelo, Gary Stein, Hannah Thibideau, Nicholas A. Wilson
Passage of Anti-Money Laundering Act of 2020 Includes Comprehensive BSA/AML Reform Measures
USA - January 7 2021 On Dec. 31, 2020, as part of the National Defense Authorization Act (“NDAA”), Congress enacted the Anti-Money Laundering Act of 2020 (“AML Act”) and…
Melissa G.R. Goldstein, Donald J. Mosher, Betty Santangelo, Gary Stein, Nicholas Zlevor
OCC Finalizes Rule Clarifying the ‘True Lender’ in Bank/Nonbank Lending Partnerships
USA - October 28 2020 On Oct. 27, 2020, the Office of the Comptroller of the Currency (“OCC”) finalized a rule that clarifies that a national bank or federal savings…
