John J. Mahon
Schulte Roth & Zabel LLP
Articles
SEC Adopts New Reporting Requirements for Form 13F Filers to Disclose “Say-On-Pay” Votes and Enhances Voting Disclosures Required by Registered Funds
USA - November 10 2022 On Nov. 2, 2022, the Securities and Exchange Commission (“SEC”) adopted new Rule 14Ad-1 and amendments to Form N-PX. Under new Rule 14Ad-1, Form 13F…
SEC Proposes Rules to Increase SPAC Disclosure Requirements to More Closely Align with Traditional IPO Requirements
USA - May 18 2022 The Securities and Exchange Commission (“SEC”) has proposed new rules and amendments that would enhance disclosure requirements and investor…
Charles J. Clark, Gayle R. Klein, Eleazer Klein, F. Xavier Kowalski, Shaina L. Maldonado, David M. Rothenberg
SEC Proposes Cybersecurity Risk Management
USA - February 11 2022 On Feb. 9, 2022, the Securities and Exchange Commission ("SEC") proposed new cybersecurity risk management rules and amendments (the "Proposed Cyber…
Christopher S. Avellaneda, Meghan J. Carey, Marc E. Elovitz, Kelly Koscuiszka, Tarik M. Shah
Regulated Funds: SEC Final Rule Declines to Apply Universal Proxy Card Mandate to Regulated Funds
USA - December 21 2021 On Nov. 17, 2021, the Securities and Exchange Commission (“SEC”) adopted final rules requiring participants in contested director elections to use…
Regulated Funds: SEC Proposes Rule Amending Form N-PX and Requiring More Specific Disclosure On Proxy Votes Relating to Executive Compensation
USA - October 28 2021 On Sept. 29, 2021, the Securities and Exchange Commission proposed Rule 14Ad‑1 and amendments to Form N-PX (collectively, “Proposal”) under the…
