Articles

Results 1 to 5 of 19


Securities Enforcement Quarterly August 2022

USA - August 2 2022 After issuing a flurry of rule-making proposals in the first quarter of 2022, SEC Chair Gensler appeared before Congress to advocate for additional…

Charles J. Clark, Marc E. Elovitz, Taleah E. Jennings, Gayle R. Klein, Douglas I. Koff, Kelly Koscuiszka, Martin L. Perschetz, Betty Santangelo, Howard Schiffman, Gary Stein, Michael E. Swartz, Craig S. Warkol, Peter H. White

Securities Enforcement Quarterly May 2022

USA - May 3 2022 In 2021, the SEC set forth an ambitious agenda for enforcement and regulation and, as discussed in this edition of Schulte Roth & Zabel's Securities…

Charles J. Clark, Marc E. Elovitz, Angela Garcia, Taleah E. Jennings, Gayle R. Klein, Douglas I. Koff, Kelly Koscuiszka, Benjamin Lewson, Martin L. Perschetz, Betty Santangelo, Howard Schiffman, Gary Stein, Michael E. Swartz, Craig S. Warkol, Peter H. White, Shannon B. Wolf

Securities Enforcement Quarterly

USA - January 28 2022 During the first three quarters of 2021, SEC Chair Gensler set out an expansive regulatory agenda. The fourth quarter of 2021 was marked by the SEC’s…

Charles J. Clark, Melanie S. Collins, Marc E. Elovitz, Angela Garcia, Taleah E. Jennings, Gayle R. Klein, Douglas I. Koff, Kelly Koscuiszka, Vincent W. Moccio, Martin L. Perschetz, Jeffrey F. Robertson, Betty Santangelo, Howard Schiffman, Hamdi Soysal, Gary Stein, Ramya A. Sundaram, Michael E. Swartz, Craig S. Warkol, Alex Wharton, Peter H. White

Securities Enforcement Quarterly October 2021

USA - October 27 2021 While the third quarter of 2021 marked the end of the fiscal year for the U.S. Securities and Exchange Commission (“SEC” or “Commission”), it also…

H. Spencer Busby, Charles J. Clark, Steven T. Cummings, Marc E. Elovitz, Brandon Faske, Angela Garcia, Kyle B. Hendrix, Gayle R. Klein, Douglas I. Koff, Kelly Koscuiszka, Jason T. Mitchell, Michael Periatt, Martin L. Perschetz, Edward H. Sadtler, Betty Santangelo, Howard Schiffman, Gary Stein, Michael E. Swartz, Hannah Thibideau, Ekenedilichukwu (Keni) E. Ukabiala, Craig S. Warkol, Alex Wharton, Peter H. White, Shannon B. Wolf

Securities Enforcement Quarterly July 2021

USA - July 20 2021 Following the appointment of Gary Gensler as Chairman of the U.S. Securities and Exchange Commission (“SEC” or “Commission”), the SEC has taken steps…

Laurent Meyer Abergel, Amanda B Barkin, Barry A. Bohrer, Katherine Brisson, Charles J. Clark, Thomas P. DeFranco, Marc E. Elovitz, Noah N. Gillespie, Melissa G.R. Goldstein, Kyle B. Hendrix, Gayle R. Klein, Douglas I. Koff, Kelly Koscuiszka, Benjamin Lewson, Martin L. Perschetz, Jeffrey F. Robertson, George H. Rowe, Betty Santangelo, Howard Schiffman, Gary Stein, Michael E. Swartz, Craig S. Warkol, Peter H. White