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SEC Proposes Rules to Increase SPAC Disclosure Requirements to More Closely Align with Traditional IPO Requirements

USA - May 18 2022 The Securities and Exchange Commission (“SEC”) has proposed new rules and amendments that would enhance disclosure requirements and investor…

Charles J. Clark, Gayle R. Klein, F. Xavier Kowalski, John J. Mahon, Shaina L. Maldonado, David M. Rothenberg

Proposed Rule Changes to SEC Beneficial Ownership Reporting

USA - February 11 2022 On Feb. 10, 2022, the Securities and Exchange Commission (“SEC”) proposed amendments to the rules governing beneficial ownership reporting…

Adriana Schwartz, Clara Zylberg

SEC Staff Guidance Paves Way for More ESG Proposals

USA - February 2 2022 With more ESG proposals passing than ever before, the 2021 proxy season was a watershed moment for shareholder proposals on ESG issues and a…

Daniel A. Goldstein, Abraham Schwartz, Adriana Schwartz

SEC Proposes Rules Requiring 13F Filers to Disclose `Say-on-Pay' Votes

USA - October 12 2021 On Sept. 29, 2021, the Securities and Exchange Commission ("SEC") proposed Rule 14Ad-1, which would require institutional investment managers subject…

Joseph E. Daly, Marc E. Elovitz, Kelly Koscuiszka, Adriana Schwartz

SPAC Litigation Alert: CEO of Acquisition Target Charged in First Criminal Indictment Connected to a De-SPAC Transaction

USA - August 9 2021 After a period of unparalleled growth, Special Purpose Acquisition Companies (“SPACs”) have recently come under significant additional regulatory…

Charles J. Clark, William (Bill) H. Gussman, Jr., Gayle R. Klein, Douglas I. Koff, Derek N. Lacarrubba, John J. Mahon, J. Eric Prather, Michael E. Swartz, Hannah Thibideau