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Securities Enforcement Quarterly October 2021

USA - October 27 2021 While the third quarter of 2021 marked the end of the fiscal year for the U.S. Securities and Exchange Commission (“SEC” or “Commission”), it also…

H. Spencer Busby, Charles J. Clark, Steven T. Cummings, Harry S. Davis, Marc E. Elovitz, Brandon Faske, Angela Garcia, Kyle B. Hendrix, Gayle R. Klein, Douglas I. Koff, Kelly Koscuiszka, Jason T. Mitchell, Michael Periatt, Martin L. Perschetz, Betty Santangelo, Howard Schiffman, Gary Stein, Michael E. Swartz, Hannah Thibideau, Ekenedilichukwu (Keni) E. Ukabiala, Craig S. Warkol, Alex Wharton, Peter H. White, Shannon B. Wolf

Federal Law to Address Cybersecurity Risks for K-12 Educational Institutions

USA - October 26 2021 In response to a recent increase in cyber-crimes targeted at K-12 educational institutions, President Biden signed the K-12 Cybersecurity Act of 2021…

Mark E. Brossman, Victor D. Haas, Donna K. Lazarus

Cybersecurity Update for Private Fund Managers: Lessons from Recent SEC Enforcement Actions

USA - September 2 2021 The Securities and Exchange Commission (“SEC”) has highlighted cybersecurity risks to investment advisers for many years and routinely reminds firms…

Marc E. Elovitz, Kelly Koscuiszka

DOL Issues First Cybersecurity Guidance for Plan Sponsors

USA - May 17 2021 On April 14, 2021, the U.S. Department of Labor (“DOL”), through its Employee Benefits Security Administration (“EBSA”) issued its first set of…

Susan E. Bernstein, Mark E. Brossman, Ronald E. Richman, Melissa J. Sandak

Data Privacy Update for Private Fund Managers — Virginia Consumer Data Protection Act

USA - April 6 2021 On March 2, 2021, Virginia enacted the Virginia Consumer Data Protection Act (“CDPA”) — a comprehensive data privacy law that is only the second…

Angela Garcia, Jennifer A. Gordon, Kelly Koscuiszka