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Amendments to Rules Governing Trading Plans and Insider Filings

USA - January 26 2023 On Dec. 14, 2022, the Securities and Exchange Commission (the “SEC”) adopted amendments to Rule 10b5-1 under the Securities Exchange Act of 1934 (the…

Eleazer Klein, Adriana Schwartz

SEC Adopts Amendments to Rules Governing Rule 10b5-1 Trading Plans and Section 16 Insider Filings on Forms 4 and 5

USA - December 21 2022 On Dec. 14, 2022, the Securities and Exchange Commission (the “SEC”) adopted amendments to Rule 10b5-1 under the Securities Exchange Act of 1934 (the…

Eleazer Klein, Adriana Schwartz

SEC Staff Guidance Paves Way for More ESG Proposals

USA - February 2 2022 With more ESG proposals passing than ever before, the 2021 proxy season was a watershed moment for shareholder proposals on ESG issues and a…

Eleazer Klein, Abraham Schwartz, Adriana Schwartz

Engine No. 1 Lessons for Environmental Proxy Campaigns

USA - July 27 2021 Time will tell whether the recent success of investment startup Engine No. 1 in gaining three board seats at Exxon Mobil Corp. will prompt imitators…

Eleazer Klein

13(d) Reporting Windows to Be Revisited

USA - July 19 2021 On June 23, 2021, Gary Gensler, the newly appointed Chairman of the Securities and Exchange Commission (“SEC”), delivered remarks at London City Week…

Eleazer Klein, Adriana Schwartz