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Amendments to Rules Governing Trading Plans and Insider Filings

USA - January 26 2023 On Dec. 14, 2022, the Securities and Exchange Commission (the “SEC”) adopted amendments to Rule 10b5-1 under the Securities Exchange Act of 1934 (the…

Daniel A. Goldstein, Eleazer Klein

SEC Adopts Amendments to Rules Governing Rule 10b5-1 Trading Plans and Section 16 Insider Filings on Forms 4 and 5

USA - December 21 2022 On Dec. 14, 2022, the Securities and Exchange Commission (the “SEC”) adopted amendments to Rule 10b5-1 under the Securities Exchange Act of 1934 (the…

Daniel A. Goldstein, Eleazer Klein

SEC Adopts New Reporting Requirements for Form 13F Filers to Disclose “Say-On-Pay” Votes and Enhances Voting Disclosures Required by Registered Funds

USA - November 10 2022 On Nov. 2, 2022, the Securities and Exchange Commission (“SEC”) adopted new Rule 14Ad-1 and amendments to Form N-PX. Under new Rule 14Ad-1, Form 13F…

Marc E. Elovitz, Kelly Koscuiszka, John J. Mahon

Shareholder Rights Update: SEC Proposes to Narrow Ability to Exclude Shareholder Proposals from Company Proxy Materials

USA - July 28 2022 Under the SEC’s proposed amendments, companies would have a harder time excluding shareholder proposals. The proposed amendments are expected to…

Eleazer Klein, Vera T. Lee, Abraham Schwartz

SEC Rescinds Certain Rules Governing Proxy Voting Advice

USA - July 21 2022 On July 13, 2022, the Securities and Exchange Commission (the “SEC”) voted to adopt certain amendments to its rules governing proxy voting advice…

Sean W. Brownridge, Joseph E. Daly, Marc E. Elovitz, Eleazer Klein, Kelly Koscuiszka, Arelys Reyes, Abraham Schwartz