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SEC lifts ban on general solicitation, allowing private funds to advertise

USA - July 17 2013 On July 10, 2013, the Commissioners of the U.S. Securities and Exchange Commission ("SEC" or the "Commission") voted 4-1 to adopt a rule that will…

Edward D. Nelson, Edward Sopher, Jennifer Bellah Maguire, Kenneth J. Burke.

Investment advisers to private funds - registration under the Investment Advisers Act of 1940

USA - September 14 2010 On July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act was signed into law by President Obama.

Amy Goodman, Edward D. Nelson, Edward Sopher, Jennifer Bellah Maguire, K. Susan Grafton.

The annual risk assessment requirement for investment advisers: keeping your review current

USA - September 7 2010 Rule 206(4)-7 under the Investment Advisers Act of 1940 (the "Advisers Act") requires registered investment advisers to adopt and implement written policies and procedures that are reasonably designed to prevent violations of the Advisers Act by the adviser and any of its supervised persons within the meaning of Advisers Act section 202(a)(25).

Barry Goldsmith, K. Susan Grafton.