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CFTC Staff Permits CPO to Provide Financial Statements for Onshore Feeder Fund Prepared in Accordance with IFRS In Lieu of U.S. GAAP

USA - April 17 2018 On March 30, 2018, the Commodity Futures Trading Commission’s (the “CFTC” or “Commission”) Division of Swap Dealer and Intermediary Oversight (“DSIO”)…

David S. Mitchell, Jessica Forbes, Joanna D. Rosenberg.

Reminder: CPO and CTA Annual Affirmation Requirement

USA - February 1 2018 The Commodity Futures Trading Commission ("CFTC") requires any person that claims an exemption from commodity pool operator ("CPO") registration…

David S. Mitchell, William J. Breslin.

NFA Issues New Reporting Requirements for Member CPOs and CTAs That Trade Virtual Currency Products

USA - January 26 2018 On December 14, 2017, the National Futures Association (“NFA”) issued a Notice to Members (the “Notice”) requiring each registered commodity pool…

Darren A. Littlejohn, David S. Mitchell, Matthew S. Smith, Robert M. McLaughlin, Victoria T. Mazgalev, William J. Breslin.

CFTC Staff Issues Requested No-Action Relief from Position Aggregation Requirements

USA - August 14 2017 On August 10, 2017 in response to requests from industry trade associations, the Division of Market Oversight (“DMO”) of the Commodity Futures Trading…

David S. Mitchell, Robert M. McLaughlin, Victoria T. Mazgalev, William J. Breslin.

CFTC Modernizes Rule 1.31 Recordkeeping Requirements

USA - June 6 2017 On May 23, 2017, the Commodity Futures Trading Commission (the "CFTC" or "Commission") issued final rules to amend and reorganize CFTC Rule 1.31…

David S. Mitchell, Robert M. McLaughlin, Victoria T. Mazgalev, William J. Breslin.