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CFTC Chairman Giancarlo Releases White Paper on Cross-Border Application of Swaps Regulations

USA - October 4 2018 On October 1, 2018, as previewed in recent public remarks, Commodity Futures Trading Commission ("CFTC" or "Commission") Chairman J. Christopher…

William J. Breslin, Darren A. Littlejohn, Robert M. McLaughlin, David S. Mitchell.

NFA Proposes New Disclosure Requirements for CPOs and CTAs Engaging in Virtual Currency Activities

USA - August 6 2018 By letter dated July 20, 2018, the National Futures Association (“NFA”) submitted to the Commodity Futures Trading Commission (“CFTC”) a proposed…

William J. Breslin, David S. Mitchell.

CFTC Staff Permits CPO to Provide Financial Statements for Onshore Feeder Fund Prepared in Accordance with IFRS In Lieu of U.S. GAAP

USA - April 17 2018 On March 30, 2018, the Commodity Futures Trading Commission’s (the “CFTC” or “Commission”) Division of Swap Dealer and Intermediary Oversight (“DSIO”)…

Jessica Forbes, David S. Mitchell, Joanna D. Rosenberg.

CFTC Modernizes Rule 1.31 Recordkeeping Requirements

USA - June 6 2017 On May 23, 2017, the Commodity Futures Trading Commission (the "CFTC" or "Commission") issued final rules to amend and reorganize CFTC Rule 1.31…

William J. Breslin, Victoria T. Mazgalev, Robert M. McLaughlin, David S. Mitchell.

CFTC Update: CFTC Proposes New Rule on Cross-Border Application of Registration Thresholds and External Business Conduct Standards

USA - November 2 2016 On October 11, 2016, the Commodity Futures Trading Commission (the "CFTC") proposed new rules (the "Proposed Rules") addressing the cross-border…

William J. Breslin, Victoria T. Mazgalev, Robert M. McLaughlin, David S. Mitchell.