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CFTC Chairman Giancarlo Releases White Paper on Cross-Border Application of Swaps Regulations

USA - October 4 2018 On October 1, 2018, as previewed in recent public remarks, Commodity Futures Trading Commission ("CFTC" or "Commission") Chairman J. Christopher...

Scott I. Golden, Darren A. Littlejohn, David S. Mitchell, William J. Breslin.


NFA Issues New Reporting Requirements for Member CPOs and CTAs That Trade Virtual Currency Products

USA - January 26 2018 On December 14, 2017, the National Futures Association (“NFA”) issued a Notice to Members (the “Notice”) requiring each registered commodity pool...

Scott I. Golden, Darren A. Littlejohn, Matthew S. Smith, David S. Mitchell, Victoria T. Mazgalev, William J. Breslin.


CFTC Staff Issues Requested No-Action Relief from Position Aggregation Requirements

USA - August 14 2017 On August 10, 2017 in response to requests from industry trade associations, the Division of Market Oversight (“DMO”) of the Commodity Futures Trading...

Scott I. Golden, David S. Mitchell, Victoria T. Mazgalev, William J. Breslin.


CFTC Modernizes Rule 1.31 Recordkeeping Requirements

USA - June 6 2017 On May 23, 2017, the Commodity Futures Trading Commission (the "CFTC" or "Commission") issued final rules to amend and reorganize CFTC Rule 1.31...

Scott I. Golden, David S. Mitchell, Victoria T. Mazgalev, William J. Breslin.


CFTC Permits CTAs to Use Third-Party Recordkeepers

USA - April 28 2017 In response to multiple requests, the Commodity Futures Trading Commission's (the "Commission" or "CFTC") Division of Swap Dealer and Intermediary...

Scott I. Golden, David S. Mitchell, Victoria T. Mazgalev, William J. Breslin.