Articles

Results 6 to 10 of 87


Update on CARES Act Small Business Loans and Analysis of the Affiliation Rules as Applied to PE Portfolio Companies

USA - April 4 2020 The federal Coronavirus Aid, Relief and Economic Security ("CARES") Act, which was signed into law on March 27, 2020, provides $349 billion for Small…

William J. Breslin, Michael T. Gershberg, Stewart A. Kagan, Gail Weinstein

Impact of the Federal Government Shutdown on M&A Transactions, SEC and Investment Adviser Filings and Registrations, Government Contracts, and Litigation

USA - January 9 2019 We summarize below the key impact of the federal government's partial shutdown on M&A transactions, SEC and Investment Adviser filings and…

Nathaniel L. Asker, Andrew B. Barkan, Lee T. Barnum, Douglas W. Baruch, John A. Borek, Daniel J. Bursky, Michael T. Gershberg, James J. McCullough, Stacey Song, Gail Weinstein

Coming Financial Regulatory Relief Law: Impact of Changes to the Volcker Rule

USA - May 22 2018 Recently, leaders of the House of Representatives indicated that the House will vote this week on a Senate bill, the Economic Growth, Regulatory…

Nathan S. Brownback, V. Gerard Comizio

SEC Adopts Revised Investment Adviser Marketing Rule

USA - January 14 2021 On December 22, 2020, the Securities and Exchange Commission (the "SEC") adopted amendments to modernize and consolidate Rule 206(4)-1 ("Advertising…

Joanna D. Rosenberg, Stacey Song

SEC Staff Requests Industry Input on Custody Issues Involving Non-DVP Trading and Digital Assets

USA - March 19 2019 On March 12, 2019, the staff (the "Staff") of the Securities and Exchange Commission ("SEC") published a letter (the "Letter") addressed to the…

Joanna D. Rosenberg, Stacey Song