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Reminder: CPO and CTA Annual Affirmation Requirement

USA - February 1 2022 The Commodity Futures Trading Commission ("CFTC") requires any person that claims an exemption from commodity pool operator ("CPO") registration under…

William J. Breslin

NFA Announces Effective Dates for New Requirements for Member Firms

USA - May 25 2021 The National Futures Association ("NFA") recently issued two notices to its members that establish effective dates for new regulatory and operational…

William J. Breslin, Charles Thompson

Reminder: CPO and CTA Annual Affirmation Requirement

USA - February 10 2021 The Commodity Futures Trading Commission ("CFTC") requires any person that claims an exemption from commodity pool operator ("CPO") registration under…

William J. Breslin, Charles Thompson

CFTC Issues Federal Speculative Position Limits Rule for Futures and Swaps

USA - January 28 2021 On January 14, 2021, the Commodity Futures Trading Commission (the "Commission" or the "CFTC") published in the Federal Register a final rule adopting…

William J. Breslin, Darren A. Littlejohn, Victoria T. Mazgalev, Robert M. McLaughlin, Charles Thompson

CFTC Adopts Amendments to Rule 3.10(c) Exemption for Certain Foreign Intermediaries

USA - November 5 2020 On October 15, 2020, the Commodity Futures Trading Commission (the "CFTC" or the "Commission") voted unanimously to adopt several amendments to CFTC…

William J. Breslin, Charles Thompson