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CFTC Adopts Amendments to Rule 3.10(c) Exemption for Certain Foreign Intermediaries

USA - November 5 2020 On October 15, 2020, the Commodity Futures Trading Commission (the "CFTC" or the "Commission") voted unanimously to adopt several amendments to CFTC...

Charles Thompson, William J. Breslin.

CFTC Adopts Amendments to Rule 4.27 and Form CPO-PQR

USA - October 15 2020 On October 6, 2020, the Commodity Futures Trading Commission (the "Commission" or the "CFTC") voted unanimously to adopt a number of amendments to...

Charles Thompson, William J. Breslin.

CFTC Adopts Amendment to Rule 4.13 to Prevent “Bad Actors” from Claiming CPO Exemptions

USA - July 13 2020 On June 4, 2020, the Commodity Futures Trading Commission (the “CFTC” or the “Commission”) voted unanimously to approve an amendment to CFTC Rule 4.13...

Charles Thompson, William J. Breslin.

CFTC Proposes Amendments to Clarify Availability of Relief Under Registration Exemption for Offshore CPOs

USA - June 8 2020 On May 28, 2020, the Commodity Futures Trading Commission (the “CFTC” or the “Commission”) voted unanimously to approve a proposed rule that would...

Charles Thompson, William J. Breslin.

CFTC and NFA Provide Temporary Relief from Fingerprinting Requirements in Response to COVID-19

USA - April 29 2020 On April 24, 2020, the staff of the Commodity Futures Trading Commission's (the “CFTC” or the “Commission”) Division of Swap Dealer and Intermediary...

Charles Thompson, William J. Breslin.