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William G. Allensworth

Dechert LLP

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CFTC finalizes swap data recordkeeping and reporting requirements

USA - January 9 2012 The Commodity Futures Trading Commission (CFTC) on December 20, 2011 finalized two rules related to swap data reporting, recordkeeping and public dissemination under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act)....

Matthew K. Kerfoot, Audrey Wagner, Aaron D. Withrow, Ross M. Oklewicz.


Massachusetts Securities Division regulates the use of consultants and expert network services by investment advisers

USA - September 13 2011 The Massachusetts Securities Division of the Office of the Secretary of the Commonwealth (the “Division”) adopted a final version of a regulation (the “Rule”) imposing certain requirements on advisers who use consultants and expert network firms....

Michael L. Sherman, Christopher P. Harvey.