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The Congressional Review Act: Striking a New Balance between Congressional Control and Regulatory Initiative - The Fate of the Leveraged Lending Guidance at Issue

USA - November 2 2017 After more than two decades in obscurity, the Congressional Review Act (CRA) has now emerged as a major factor in the relationship between the U.S...

Robert H. Ledig, Thomas P. Vartanian, Kenneth E. Young.


SEC Staff Extends Effectiveness of No-Action Relief on Auditor Independence and the “Loan Provision”

USA - October 6 2017 The U.S. Securities and Exchange Commission’s Division of Investment Management (SEC Staff) on September 22, 2017 extended indefinitely the...

Matthew E. Barsamian, Corey F. Rose, Julien Bourgeois.


US Imposes Sanctions on Venezuelan Government Securities

USA, Venezuela - August 29 2017 The United States announced new sanctions against the Venezuelan Government on August 25, 2017 that target the government's ability to access U.S...

Jeremy B. Zucker, Darshak S. Dholakia, Hrishikesh N. Hari.


SEC Staff Issues Guidance on Fund Fee Structure Disclosures

USA - December 28 2016 In a Guidance Update published on December 15, 2016, the staff of the U.S. Securities and Exchange Commission's (SEC) Division of Investment...

James V. Catano, Luzia D. Santos, Jack W. Murphy, Stephanie A. Capistron.


US Government Issues Guidance to Reassure US Banks Involved in Foreign Correspondent Relationships

USA - September 2 2016 The U.S. Department of the Treasury, together with other U.S. government agencies responsible for enforcing anti-money Laundering (AML) and economic...

Jeremy B. Zucker, Darshak S. Dholakia, Hrishikesh N. Hari.