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Steven Rabitz

Dechert LLP

Articles

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SEC Adopts Enhanced Standard of Conduct for Broker-Dealers and Clarifies Fiduciary Duties of Investment Advisers

USA - June 12 2019 The U.S. Securities and Exchange Commission, on June 5, 2019, voted 3-1 in favor of adopting a package of rules, amendments and...

Brian J. McGrady, Jr, K. Susan Grafton, Mark D. Perlow, Christine Ayako Schleppegrell, Albert Jung, Kathleen Hyer, Michael L. Sherman, Andrew L. Oringer, Robert J. Rhatigan.

How Secure Is a Securitization’s "Debt" Classification for ERISA Purposes? Pending Sub-Prime Lawsuit Asks Court to Look Through the Matter

USA - April 5 2019 A recent judicial decision involving a securitization vehicle may highlight the importance of the "plan assets" analysis under the Employee...

Andrew L. Oringer.

ERISA's Amended Fiduciary Rule - Done, Done, Onto the Next One

USA - June 15 2018 The U.S. Department of Labor’s amended “investment advice” fiduciary rule need no longer ask for whom the bell tolls. It tolls for thee.1 So - ding...

Aryeh Zuber, Andrew L. Oringer.