Stephanie A. Capistron

Dechert LLP

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SEC Rulemaking: Good Faith Determinations of Fair Value Under the Investment Company Act

USA - December 30 2020 The U.S. Securities and Exchange Commission on December 3…

Aaron D. Withrow, David J. Harris, Julien Bourgeois, Mark D. Perlow, Marylyn Harrell, Nicholas DiLorenzo, Stephen H. Bier.

SEC Adopts Fund Fair Valuation Rule

USA - December 7 2020 On December 3, 2020, the U.S. Securities and Exchange Commission adopted a long-anticipated rule for the fair valuation of fund investments.1 Rule…

Aaron D. Withrow, Julien Bourgeois, Mark D. Perlow, Nicholas DiLorenzo, Stephen H. Bier.

SEC Rule Proposal: Good Faith Determinations of Fair Value Under the Investment Company Act

USA - May 20 2020 The U.S. Securities and Exchange Commission on April 21, 2020 proposed a long-anticipated framework for fair valuation of fund investmen…

Aaron D. Withrow, Catherine Fauver, Katherine Shorey, Mark D. Perlow, Nicholas DiLorenzo, Stephen H. Bier, Thomas C. Bogle.

SEC Proposes Fund Valuation Rule

USA - April 21 2020 On April 21, 2020, the U.S. Securities and Exchange Commission proposed a longanticipated framework for valuation of fund investments. Proposed Rule…

Aaron D. Withrow, Catherine Fauver, Katherine Shorey, Kathleen Hyer, Mark D. Perlow, Nicholas DiLorenzo, Stephen H. Bier, Thomas C. Bogle.

SEC Grants Requests to Automatically List Rule 6c-11 ETFs

USA - April 15 2020 On April 6, 2020, the Securities and Exchange Commission granted the request of Cboe BZX Exchange, Inc. (CBOE) to change BZX Rule 14.11. This will…

Aiman Tariq, Adam T. Teufel, Allison M. Fumai, Jeremy I. Senderowicz, Stuart Strauss.