Robert J. Rhatigan

Dechert LLP

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OCC Allows National Banks to Custody Cryptocurrency

USA - July 22 2020 The Office of the Comptroller of the Currency (OCC) issued an interpretive letter (Letter) on July 22, 2020, stating that national banks and...

Timothy Spangler, Andrew J. Schaffer, David J. Harris, Devon Roberson.

Federal Agencies Adopt Amendments to Volcker Rule

USA - July 20 2020 The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System (Board), the Federal Deposit Insurance...

Matthew E. Barsamian, Christopher Desmond, Russel G. Perkins, Timothy Spangler, Cameron Mitcham, Matthew K. Kerfoot, David J. Harris, Matthew R. Hays, Michael L. Sherman.

Federal Banking Agencies Provide Temporary Relief from Compliance with Regulation O for Investment Advisers to Large Fund Complexes

USA - February 7 2020 The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation...

Ari Abramovitz, David J. Harris, Corey F. Rose.

FINRA Proposes Amendments to Rules 5130 and 5131 Governing Purchase and Sale of Initial Equity Public Offerings and New Issue Allocations

USA - September 12 2019 The Rules are designed to “protect the integrity of the public offering process,” by preventing financial services industry insiders from...

K. Susan Grafton, Elliott R. Curzon, Radin Ahmadian.

Second Circuit Finds that Section 47(b) Provides for Private Right of Action, Raising New Implications and Considerations for Mutual Fund Advisers and Trustees

USA - September 10 2019 The U.S. Court of Appeals for the Second Circuit, in disagreeing with the Courts of Appeals for the Third and Ninth Circuits,...

Samantha Rosa, Corey F. Rose, Stephen H. Bier, David A. Kotler, Matthew L. Larrabee, Joshua D. N. Hess.