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Upcoming Regulatory Initiatives Impacting Private Fund Managers Autumn 2022

European Union, Hong Kong, United Kingdom, USA - September 21 2022 2022 and global financial markets remain framed by the Russian war in Ukraine in February, which was denounced by the U.S., UK and EU. Since the…

Christopher Gardner, Jason Chan, Karen L. Anderberg, Gus Black, Katie Carter, Philippa List, Laurel Neale, Mikhaelle Schiappacasse, Mark Stapleton, Karen Stretch, Stanley Tiu, Lindsay Trapp, Michelle Wong, Simon Wright

A New UK Regulatory Landscape? HM Treasury lays the Financial Services and Markets Bill 2022-23 before Parliament

European Union, United Kingdom - August 22 2022 On 20 July 2022, just over 18 months after the end of the transition period that marked the UK’s full departure from the EU, HM Treasury laid the…

Philippa List, John McGrath, Karen Stretch

HM Treasury lays the Financial Services and Markets Bill 2022-23 before Parliament

European Union, United Kingdom - August 22 2022 On 20 July 2022, just over 18 months after the end of the transition period that marked the UK’s full departure from the EU, HM Treasury laid the…

Philippa List, John McGrath, Karen Stretch, Simon Wright

Major upcoming regulatory initiatives for 2022

European Union, United Kingdom - April 29 2022 This OnPoint summarises the panel discussion on the key regulatory initiatives affecting the asset management industry in the EU and the UK. It…

Cyril Fiat, Patrick Goebel, Angelo Lercara, Ciara O’Leary

Tied Agents - ESMA Sets Out Supervisory Expectations

European Union, United Kingdom - February 15 2022 ESMA published on February 2, 2022, a supervisory briefing (ESMA35-43-2900) setting out its expectations under the MiFID II framework for firms that…

Katie Carter, Christopher D. Christian, Angelo Lercara, Philippa List