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Brexit simplifies? - FCA consultation on changes to UK MiFID's conduct and orgnisational requirements

European Union, United Kingdom - May 6 2021 On 28 April 2021, the FCA published a consultation paper (CP21/9)1 setting out proposals to change certain conduct and “best execution” obligations…

Philippa List, Simon Wright.

Upcoming Regulatory Initiatives Impacting Private Fund Managers

European Union, United Kingdom, USA - January 28 2021 In recent years, environmental, social and governance (ESG) factors have become a key discussion point in the asset manage…

Christopher Gardner, Fiona Chandler, Gus Black, Karen L. Anderberg, Karen Stretch, Katie Carter, Lindsay Trapp, Mark Stapleton, Philippa List, Simon Wright.

A New European Financial Services Landscape for a New Year?

European Union, United Kingdom - January 7 2021 Readers scanning the UK/EU trade deal on Christmas Eve will have looked in vain for a meaningful section on financial services. Instead, the UK asset…

Abigail Bell, Christopher Gardner, Craig Borthwick, Gus Black, Karen L. Anderberg.

Is Brexit Green? A UK Roadmap Towards Mandatory Post-Brexit Climate-Related Disclosures

European Union, United Kingdom - December 3 2020 Tackling climate change is not a new initiative in the UK. Indeed, the UK was one of the first countries worldwide to endorse the recommendations of…

Mikhaelle Schiappacasse, Philippa List, Simon Wright.

EMIR alert: refit reporting changes go live

USA - June 2 2020 18 June 2020 will mark one year since the EMIR Refit Regulation (the "EMIR Refit") came into force. On the same date, the reporting responsibility…

Abigail Bell, Dona Treska, Karen Stretch, Philippa List.