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CFTC Proposes Amendments to Regulatory Framework for Certain CPOs and CTAs and New Exemption for CPOs of Non-U.S. Pools

USA - November 6 2018 The Commodity Futures Trading Commission issued a Notice of Proposed Rulemaking on October 9, 2018 to amend certain aspects of the current regulatory...

Amanda Fannin, Karen L. Anderberg, Audrey Wagner.


Brexit for Derivatives? New Irish and French Law ISDA Master Agreements for the Derivatives Market

European Union - August 10 2018 On 28 June 2018, new Irish and French law governed versions of the widely used 2002 ISDA Master Agreements...

Karen Stretch, Richard Frase, Lindsay Trapp, Antoine Sarailler, Abigail Bell, Mark Browne.


SEC Staff Grants a Closed-End Fund No-Action Relief Under Rule 486(b) Covering Securities Other Than Common Stock

USA - February 23 2018 The staff of the Division of Investment Management (Staff) of the U.S. Securities and Exchange Commission (SEC or Commission) on February 14, 2018...

Melissa O'Neill, Erin Lett, Thomas J. Friedmann.


Inventaire 2018 des obligations réglementaires américaines de reporting pour les asset managers

USA, European Union - February 5 2018 Comme chaque année, nous avons préparé une liste des principales obligations déclaratives ou de reporting réglementaire exigées par les...

Karen L. Anderberg, Audrey Wagner, Elliott R. Curzon, Michael L. Sherman, Julien Bourgeois, David A. Vaughan, Andrew L. Oringer.


Reminder: Certain U.S. Reporting and Compliance Obligations for Investment Advisers and Funds

USA - January 24 2018 The U.S. federal securities laws and the rules of U.S. self-regulatory organizations (such as the Financial Industry Regulatory Authority) impose...

Karen L. Anderberg, Audrey Wagner, Elliott R. Curzon, Michael L. Sherman, Julien Bourgeois, David A. Vaughan, Andrew L. Oringer.