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Upcoming Regulatory Initiatives Impacting Private Fund Managers Autumn 2022

European Union, Hong Kong, United Kingdom, USA - September 21 2022 2022 and global financial markets remain framed by the Russian war in Ukraine in February, which was denounced by the U.S., UK and EU. Since the…

Christopher Gardner, Jason Chan, Karen L. Anderberg, Gus Black, Katie Carter, Richard Frase, Philippa List, Laurel Neale, Mikhaelle Schiappacasse, Mark Stapleton, Karen Stretch, Stanley Tiu, Lindsay Trapp, Simon Wright

Removal of QFII and RQFII Quotas

China - June 9 2020 Further to the announcement by the State Administration of Foreign Exchange ("SAFE") in September 2019 of its plans to remove the investment quota…

Stanley Tiu

SEC Amends Investment Company Liquidity Rule Disclosure Requirements

USA - July 24 2018 The U.S. Securities and Exchange Commission has adopted amendments to certain disclosure requirements of open-end investment companies…

Stephen T. Cohen, Megan C. Johnson, Brenden P.Carroll

SEC proposes additional requirements to Regulation D, Form D and Rule 156

USA - September 13 2013 The Securities and Exchange Commission (SEC) has proposed a suite of amendments1 to Regulation D, Form D and Rule 156 under the Securities Act of…

Steven P. Kirberger, Kenneth Rasamny, Michael L. Sherman, David A. Vaughan