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RTS under the SFDR published in the Official Journal

European Union - July 25 2022 Commission Delegated Regulation (EU) 2022/1288, setting out the regulatory technical standards (RTS)1 to be used by financial market participants…

Angelo Lercara, Philippa List, Ciara O’Leary, Mikhaelle Schiappacasse

SFDR - April/May 2022 developments: ESAs submit SFDR queries to the EU Commission

European Union - May 23 2022 Signed by the European Parliament and the Council of the European Union on 27 November 2019 and published in the Official Journal of the European…

Angelo Lercara, Philippa List, Ciara O’Leary, Mikhaelle Schiappacasse

EU Commission adopts RTS under the SFDR

European Union - April 8 2022 On 6 April 2022, the European Commission announced that is has adopted the regulatory technical standards to be used by financial market participants…

Angelo Lercara, Philippa List, Ciara O’Leary, Mikhaelle Schiappacasse

Tied Agents - ESMA Sets Out Supervisory Expectations

European Union, United Kingdom - February 15 2022 ESMA published on February 2, 2022, a supervisory briefing (ESMA35-43-2900) setting out its expectations under the MiFID II framework for firms that…

Christopher D. Christian, Richard Frase, Angelo Lercara, Philippa List

Application of RTS under the SFDR - further delayed to 1 January 2023

European Union - December 1 2021 In a letter dated 25 November 2021,1 the European Commission’s Director-General for Financial Stability, Financial Services and Capital Markets Union…

Arne Bolch, Angelo Lercara, Philippa List, Ciara O’Leary, Mikhaelle Schiappacasse, Simon Wright