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Karen L. Anderberg

Dechert LLP

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CFTC Proposes Amendments to Regulatory Framework for Certain CPOs and CTAs and New Exemption for CPOs of Non-U.S. Pools

USA - November 6 2018 The Commodity Futures Trading Commission issued a Notice of Proposed Rulemaking on October 9, 2018 to amend certain aspects of the current regulatory...

Amanda Fannin, Audrey Wagner, Philip T. Hinkle.

Brexit Manoeuvres -Potential implications of a "hard Brexit" for fund managers: A UK perspective

United Kingdom, European Union - September 27 2018 This note sets out at a high level the potential impact of the United Kingdom's ("UK") exit ("Brexit") from the European Union ("EU") without a...

Monica Gogna, Gus Black, Stuart Martin, Richard L. Heffner, Jr, Richard Frase, Christopher Gardner, Abigail Bell, Mikhaelle Schiappacasse.

Investment Funds Update: Europe, United Kingdom - Issue 3, 2018

United Kingdom - March 29 2018 The FCA published a new webpage on 14 March 2018, outlining its recent work on closet tracking funds. The FCA considers that closet tracking funds...

Richard L. Heffner, Jr.

Investment Funds Update: Europe, United Kingdom - Issue 2, 2018

United Kingdom - February 23 2018 The FCA published a report on “Algorithmic Trading Compliance in Wholesale Markets” on 12 February 2018. The report followed certain research into...

Richard L. Heffner, Jr.

Inventaire 2018 des obligations réglementaires américaines de reporting pour les asset managers

USA, European Union - February 5 2018 Comme chaque année, nous avons préparé une liste des principales obligations déclaratives ou de reporting réglementaire exigées par les...

Audrey Wagner, Elliott R. Curzon, Michael L. Sherman, Julien Bourgeois, Philip T. Hinkle, David A. Vaughan, Andrew L. Oringer.