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SEC Proposes Amendments to Auditor Independence Rule to Address the “Loan Provision”

USA - May 18 2018 The U.S. Securities and Exchange Commission (SEC) voted unanimously on May 2, 2018 to propose amendments to Rule 2-01(c)(1)(ii)(A) under Regulation...

Matthew E. Barsamian, Thomas C. Bogle.


BEA’s BE-12 Benchmark Survey of Foreign Direct Investments in the United States: Implications for US Asset Managers

USA - April 24 2018 Financial services providers that are subsidiaries of a non-U.S. parent (or that have received substantial direct investment from abroad) should...

Matthew E. Barsamian, Tiffanie K. Tam.


SEC Delays Compliance Dates for Certain Liquidity Rule Requirements; SEC Staff Issues Responses to Second Set of Liquidity Rule FAQs

USA - March 14 2018 The U.S. Securities and Exchange Commission (SEC) on February 21, 2018 adopted an interim final rule (Interim Rule) delaying for six months the...

James V. Catano, Mark D. Perlow, Brooke A. Higgs, Patricia Leeson, Jeremy J. Clemens, Brenden P.Carroll, Megan C. Johnson, Aaron D. Withrow.


SEC Staff Issues Liquidity Rule Frequently Asked Questions

USA - February 16 2018 The Staff of the U.S. Securities and Exchange Commission's (SEC) Division of Investment Management has published a first set of responses to...

Mark D. Perlow, Jeremy J. Clemens, Michael E. Schechner, Brenden P.Carroll, Stephen H. Bier, Aaron D. Withrow, Jeremy I. Senderowicz.


Inventaire 2018 des obligations réglementaires américaines de reporting pour les asset managers

USA, European Union - February 5 2018 Comme chaque année, nous avons préparé une liste des principales obligations déclaratives ou de reporting réglementaire exigées par les...

Karen L. Anderberg, Audrey Wagner, Elliott R. Curzon, Michael L. Sherman, Philip T. Hinkle, David A. Vaughan, Andrew L. Oringer.