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SEC Issues Proposed Rule Amendments Regarding Fund Naming Conventions

USA - July 6 2022 The U.S. Securities and Exchange Commission, by a vote of three-to-one, proposed for public comment on May 25, 2022, amendments to the rule governing…

Stephen T. Cohen, Nicholas DiLorenzo, Matthew E. Barsamian, Julien Bourgeois, Philip T. Hinkle, Claire Hinshaw, Megan C. Johnson, Brenden P.Carroll, Tyler H. Payne, Mark D. Perlow, Corey F. Rose, Anthony H. Zacharski

SEC Proposes Amendments to Rule Governing Fund Naming Conventions, Including Use of ESG Investing Practices

USA - May 31 2022 On May 25, 2022, the U.S. Securities and Exchange Commission, by a vote of three-to-one, proposed for public comment amendments to a current rule…

Stephen T. Cohen, Nicholas DiLorenzo, Julien Bourgeois, Claire Hinshaw, Brenden P.Carroll, Tyler H. Payne, Mark D. Perlow, Corey F. Rose, Anthony H. Zacharski

SEC Proposes New Round of Money Market Fund Reforms in Response to March 2020 Redemptions

USA - January 19 2022 The Securities and Exchange Commission, by a vote of three-to-two, on December 15, 2021, proposed amendments (Proposed Amendments) to Rule 2a-7 and…

Stephen T. Cohen, Kathleen Hyer, Megan C. Johnson, Mary Anne Morgan, Neema Nassiri, Brenden P.Carroll, Devon Roberson

SEC Proposes Amendments to Rules Governing Money Market Funds

USA - December 16 2021 On December 15, 2021, the Securities and Exchange Commission, by a party-line vote of three-to-two, proposed for public comment amendments (Proposed…

Stephen T. Cohen, Mary Anne Morgan, Neema Nassiri, Brenden P.Carroll, Devon Roberson

President’s Working Group on Financial Markets Issues Report on Money Market Fund Reform Options

USA - December 22 2020 3 While it is unclear whether the SEC and other regulators will adopt any of the Report’s recommendations in light of the change in Administrations…

Stephen T. Cohen, Kathleen Hyer, Mary Anne Morgan, Brenden P.Carroll