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SEC Proposes Changes to Investment Company Liquidity Risk Management Liquidity Classification Disclosures

USA - April 9 2018 The U.S. Securities and Exchange Commission (SEC) on March 14, 2018 proposed a rule (Proposed Rule) that would: (i) eliminate or modify certain...

Phillip Garber, Megan C. Johnson, Stephen T. Cohen.


SEC Announces Delay in Form N-PORT Filing Requirements

USA - December 15 2017 ONPOINT A legal update from Dechert's Financial Services Group December 2017 SEC Announces Delay in Form N-PORT Filing Requirements The U.S...

Brooke A. Higgs, Megan C. Johnson, Stephen T. Cohen.


Upcoming Compliance Deadlines for Registration Statement and Shareholder Report Disclosures under Liquidity Risk Management and Reporting Modernization Reforms

USA - May 5 2017 The initial compliance dates are rapidly approaching for new disclosure requirements adopted by the U.S. Securities and Exchange Commission (SEC) for...

Brooke A. Higgs, Megan C. Johnson, Stephen T. Cohen.


SEC Adopts Rules and Forms to Modernize Reporting Requirements for Registered Investment Companies

USA - November 9 2016 The U.S. Securities and Exchange Commission (SEC or Commission) has adopted, by a 2-to-1 vote, new rules and Forms, as well as amendments to certain...

Brooke A. Higgs, Megan C. Johnson, Stephen T. Cohen.


Lessons for PE Managers from the SEC’s Ongoing Scrutiny of Private Equity Funds

USA - March 24 2016 A large number of private equity managers were required to register for the first time with the U.S. Securities and Exchange Commission (SEC)...

Carl A. de Brito, David A. Vaughan, James E. B. Bobseine.