D. Brett Kohlhofer

Dechert LLP

Articles

Results 6 to 10 of 13


Tailored Cybersecurity Programs Remain a Policy and Enforcement Focus for Financial Regulators

USA - June 15 2016 Recent pronouncements from U.S. government officials, as well as regulatory actions, have made it clear that ensuring financial institutions'…

Timothy C. Blank, Hilary Bonaccorsi

MetLife Opinion Turns the Tables on FSOC: Back to the Drawing Board

USA - April 18 2016 U.S. District Court Judge Rosemary Collyer recently released her opinion invalidating the decision of the Financial Stability Oversight Council (FSOC…

Steven G. Bradbury, Robert H. Ledig, Thomas P. Vartanian

U.S. District Court Overturns FSOC Designation of MetLife as a Systemically Important Financial Institution

USA - March 31 2016 MetLife scored a victory yesterday as Judge Rosemary Collyer of the U.S. District Court for the District of Columbia invalidated the Financial…

Steven G. Bradbury, Robert H. Ledig, Thomas P. Vartanian

The EU-U.S. Safe Harbor decision: implications for the asset management industry

European Union, USA - November 11 2015 In our recent OnPoint, we reported that the Court of Justice of the European Union (CJEU) declared that the "Safe Harbor," upon which many companies…

Renzo Marchini

SEC cybersecurity examinations and enforcement: what broker-dealers and investment advisers need to know

USA - September 29 2015 The Securities and Exchange Commission's (SEC or Commission) Office of Compliance Inspections and Examinations (OCIE) announced in a September 15…

Timothy C. Blank, Hilary Bonaccorsi, Kevin F. Cahill