Christopher D. Christian

Dechert LLP

Articles

Results 1 to 5 of 9


Tied Agents - ESMA Sets Out Supervisory Expectations

European Union, United Kingdom - February 15 2022 ESMA published on February 2, 2022, a supervisory briefing (ESMA35-43-2900) setting out its expectations under the MiFID II framework for firms that…

Katie Carter, Richard Frase, Angelo Lercara, Philippa List

Congress Enacts Significant Changes to the U.S. Anti-Money Laundering Regime

USA - February 23 2021 The Anti-Money Laundering Act of 2020 (AML Act), enacted on January 1, 2021 as part of the National Defense Authorization Act for Fi…

Robert J. Rhatigan, Thomas C. Bogle, Mariel Bronen, Darshak S. Dholakia, Michael J. Gilbert, Jeremy B. Zucker

Impact of New EU Securitisation Regulations on UCITS

European Union, USA - October 8 2018 The new EU securitisation regulations (Regulations)1 came into force on 17 January 2018, and will be directly applicable across the European Union…

Barbara Cronin, Elena Faloutsou, Richard Frase, Jean-Baptiste Juvin, Jeff Mackey, Jon E. Olsson, James Waddington

Irish Investment Companies / UCITS: Financial Statements Submission - Form FS1

Ireland - July 24 2018 The Companies Registration Office ("CRO") in Ireland, published form FS1 on 10 July 2018. This form should be used by certain investment companies…

Jeff Mackey

MiFID II Regulations Transposed into Irish Law

European Union, Ireland - September 1 2017 The European Union (Markets in Financial Instruments) Regulations 2017 (S.I. 375/2017) (the “MiFID II Regulations”) were signed into law on 10 August…

Marilyn Cooney