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International Securities Market - Two Years On

European Union, United Kingdom - May 30 2019 In March 2017, the London Stock Exchange Group (“LSEG”) announced a new debt multilateral trading facility (“MTF”) targeted at institutional and…

Sean Geraghty, Patrick Lyons, Victor Mokrousov, Yevgeniya Nossova, Jennifer Rees, Amy Rees

Prospectus Regulation: What Changes on 21 July 2019?

European Union, United Kingdom - May 30 2019 On 20 July 2017, the EU Prospectus Regulation1 (the “Prospectus Regulation”) entered into force. The Prospectus Regulation was created as part of a…

Sean Geraghty, Patrick Lyons, Victor Mokrousov, Yevgeniya Nossova, Jennifer Rees, Amy Rees

Market Spotlight - Recent Developments in Kazakhstan Capital Markets

Kyrgyzstan, United Kingdom - May 30 2019 In November 2018, the stock market debut of Joint Stock Company National Atomic Company “Kazatomprom” (“Kazatomprom”) on the London Stock Exchange…

Sean Geraghty, Patrick Lyons, Victor Mokrousov, Yevgeniya Nossova, Jennifer Rees, Amy Rees

Brexit Disclosure - A Principles-Based Approach

European Union, United Kingdom, USA - May 30 2019 “As you know all too well, there is tremendous uncertainty associated with Brexit … In addition, there is a lack of clarity on what the actual effects…

Sean Geraghty, Patrick Lyons, Victor Mokrousov, Yevgeniya Nossova, Jennifer Rees, Amy Rees

On February 19, 2019, the U.S. Securities and Exchange Commission (the “SEC”) proposed new rule 163B under the Securities Act of 1933, as amended (the “Securities Act”), which would permit all issuers, not just Emerging Growth Companies (“EGCs”), to engage in “test-the-waters” communications with potential investors that are, or are reasonably believed to be, qualified institutional buyers (“QIBs”) and institutional accredited investors (“IAIs”) in order to determine whether such investors might have an interest in a contemplated registered securities offering

USA - March 11 2019 In 2012, Congress passed the Jumpstart Our Business Startups Act (the “JOBS Act”), which created Section 5(d) of the Securities Act. Section 5(d)…

Patrick Lyons