USA - May 25 2022
The United States Court of Appeals for the Fifth Circuit issued a major decision on May 18, 2022 holding Securities and Exchange Commission (SEC or…
Eric Auslander, Steven A. Engel, Anthony S. Kelly, Michael H. McGinley, Samuel Scarritt-Selman
USA - December 16 2021
Securities and Exchange Commission Chair Gary Gensler addressed the Institutional Limited Partners Association (ILPA) Summit on November 10, 2021…
Eric Auslander, Alejandra Freer, Tricia J. Lee, Michael L. Sherman, Lindsay Trapp
USA - October 4 2021
Recently, the U.S. Court of Appeals for the Second Circuit issued its decision in SEC v. Fowler, 6 F.4th 255 (2d Cir. 2021), rejecting an argument…
Anthony S. Kelly, D. Brett Kohlhofer
USA - January 31 2021
Overriding a presidential veto, Congress on January 1, 2021 enacted the William M. (Mac) Thornberry National Defense Authorization Act (NDAA) for…
Dennis Lawson, Eric Auslander, Anthony S. Kelly, Lindsay E. Ray
USA - November 20 2020
The Enforcement Division of the Securities and Exchange Commission (Division) released its Annual Report1on November 2, 2020, providing information…
Dennis Lawson, Eric Auslander, Anthony S. Kelly, Mark D. Perlow, Lindsay E. Ray