USA - November 20 2020
The Enforcement Division of the Securities and Exchange Commission (Division) released its Annual Report1on November 2, 2020, providing information...
Mark D. Perlow, Eric Auslander, Anthony S. Kelly, Lindsay E. Ray, Dennis Lawson.
USA - July 6 2020
The Supreme Court issued its Opinion in Liu v. SEC1 on June 22, 2020, confirming but curtailing the Securities and Exchange...
Mark D. Perlow, Eric Auslander, Michael H. McGinley, Anthony S. Kelly, Dennis Lawson.
USA - June 10 2020
Regulatory Enforcement Bloomberg Invest Talks: Markets in Focus with SEC Chairman Jay Clayton and More (June 2, 2020) The Commission expects to be...
Anthony S. Kelly, David A. Kotler, Matthew L. Larrabee, Dennis Lawson, Joshua D. N. Hess, Michael S. Doluisio.
USA - May 22 2020
Especially in today's economic and work environment, we find it helpful - and we therefore thought our clients would also find it helpful - to keep...
Anthony S. Kelly, David A. Kotler, Matthew L. Larrabee, Dennis Lawson, Joshua D. N. Hess, Michael S. Doluisio.
USA - January 31 2020
The 2020 Examination Priorities of the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and E...
Paul S. Stevens, Jr, K. Susan Grafton, Mark D. Perlow, Eric Auslander, Anthony S. Kelly, Nicholas Sanville, Kathleen Hyer, Brenden P.Carroll, Michael L. Sherman.