Catherine Botticelli

Dechert LLP

Articles

Results 1 to 5 of 30


Showdown at the Fifth Circuit Corral—Panel Rules SEC Home-Court Proceedings Violate Multiple Constitutional Provisions

USA - May 25 2022 The United States Court of Appeals for the Fifth Circuit issued a major decision on May 18, 2022 holding Securities and Exchange Commission (SEC or…

Eric Auslander, Steven A. Engel, Anthony S. Kelly, Michael H. McGinley, Samuel Scarritt-Selman

SEC Chair Gensler Signals Increased SEC Scrutiny of Private Funds

USA - December 16 2021 Securities and Exchange Commission Chair Gary Gensler addressed the Institutional Limited Partners Association (ILPA) Summit on November 10, 2021…

Eric Auslander, Alejandra Freer, Tricia J. Lee, Michael L. Sherman, Lindsay Trapp

Second Circuit Upholds Enforceability of SEC Tolling Agreements

USA - October 4 2021 Recently, the U.S. Court of Appeals for the Second Circuit issued its decision in SEC v. Fowler, 6 F.4th 255 (2d Cir. 2021), rejecting an argument…

Anthony S. Kelly, D. Brett Kohlhofer

Congress Restores and Codifies Expansive SEC Disgorgement Authority

USA - January 31 2021 Overriding a presidential veto, Congress on January 1, 2021 enacted the William M. (Mac) Thornberry National Defense Authorization Act (NDAA) for…

Dennis Lawson, Eric Auslander, Anthony S. Kelly, Lindsay E. Ray

SEC Enforcement Division Releases 2020 Annual Report: COVID-19 Impacts Enforcement as Whistleblower Program Boosts Enforcement

USA - November 20 2020 The Enforcement Division of the Securities and Exchange Commission (Division) released its Annual Report1on November 2, 2020, providing information…

Dennis Lawson, Eric Auslander, Anthony S. Kelly, Mark D. Perlow, Lindsay E. Ray