Catherine Botticelli
Dechert LLP
Articles
SEC Enforcement Division Releases 2020 Annual Report: COVID-19 Impacts Enforcement as Whistleblower Program Boosts Enforcement
USA - November 20 2020 The Enforcement Division of the Securities and Exchange Commission (Division) released its Annual Report1on November 2, 2020, providing information...
Mark D. Perlow, Eric Auslander, Anthony S. Kelly, Lindsay E. Ray, Dennis Lawson.
The Supreme Court Affirms, But Limits, The SEC’s Disgorgement Authority
USA - July 6 2020 The Supreme Court issued its Opinion in Liu v. SEC1 on June 22, 2020, confirming but curtailing the Securities and Exchange...
Mark D. Perlow, Eric Auslander, Michael H. McGinley, Anthony S. Kelly, Dennis Lawson.
Asset Management LitigationEnforcement Flash Report
USA - June 10 2020 Regulatory Enforcement Bloomberg Invest Talks: Markets in Focus with SEC Chairman Jay Clayton and More (June 2, 2020) The Commission expects to be...
Anthony S. Kelly, David A. Kotler, Matthew L. Larrabee, Dennis Lawson, Joshua D. N. Hess, Michael S. Doluisio.
Asset Management LitigationEnforcement Flash Report
USA - May 22 2020 Especially in today's economic and work environment, we find it helpful - and we therefore thought our clients would also find it helpful - to keep...
Anthony S. Kelly, David A. Kotler, Matthew L. Larrabee, Dennis Lawson, Joshua D. N. Hess, Michael S. Doluisio.
OCIE Releases 2020 Examination Priorities
USA - January 31 2020 The 2020 Examination Priorities of the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and E...
Paul S. Stevens, Jr, K. Susan Grafton, Mark D. Perlow, Eric Auslander, Anthony S. Kelly, Nicholas Sanville, Kathleen Hyer, Brenden P.Carroll, Michael L. Sherman.
