We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Results 1 to 5 of 31
Most popular |Most recent


SEC Amends Investment Company Liquidity Rule Disclosure Requirements

USA - July 24 2018 The U.S. Securities and Exchange Commission has adopted amendments to certain disclosure requirements of open-end investment companies...

Megan C. Johnson, Stephen T. Cohen, Michelle Wong.


SEC Liquidity Rule Guidance and Rulemaking - A More Flexible Approach

USA - April 5 2018 Adopted by the U.S. Securities and Exchange Commission (SEC) in 2016, Rule 22e-4 under the Investment Company Act of 1940 (Liquidity Rule) has...

Joshua Katz.


SEC Delays Compliance Dates for Certain Liquidity Rule Requirements; SEC Staff Issues Responses to Second Set of Liquidity Rule FAQs

USA - March 14 2018 The U.S. Securities and Exchange Commission (SEC) on February 21, 2018 adopted an interim final rule (Interim Rule) delaying for six months the...

James V. Catano, Mark D. Perlow, Brooke A. Higgs, Patricia Leeson, Jeremy J. Clemens, Megan C. Johnson, Julien Bourgeois, Aaron D. Withrow.


SEC Staff Issues Liquidity Rule Frequently Asked Questions

USA - February 16 2018 The Staff of the U.S. Securities and Exchange Commission's (SEC) Division of Investment Management has published a first set of responses to...

Mark D. Perlow, Jeremy J. Clemens, Michael E. Schechner, Stephen H. Bier, Julien Bourgeois, Aaron D. Withrow, Jeremy I. Senderowicz.


Interpretive and Other Challenges to Liquidity Classification under the U.S. SEC’s New Liquidity Risk Management Rule

USA - October 9 2017 Many fund complexes have begun to plan for the numerous liquidity management compliance and reporting requirements they will face under new Rule 22e-4...

Jeffrey S. Puretz, Aaron D. Withrow, Nicholas DiLorenzo.