We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Results 1 to 5 of 23
Most popular |Most recent


Compliance Issues FinTech Firms (and FinTech Investors) Should Be Focused on in 2016

USA - January 12 2016 Financial technology (“FinTech”) firms come in all shapes and sizes, and face a wide variety of issues in the course of their operations...

Jeewon Kim Serrato, Max Shaul, Brandon C. Gruner, David A. Luigs, Lee A. Schneider.


Federal Reserve proposes total loss absorbing capacity requirement

USA - November 4 2015 On October 30, 2015, the Federal Reserve Board (the “FRB”) issued a proposed rule (the “Proposal”) designed to improve the resolvability and...

Gabriel W. Lezra, Gregory J. Lyons, Paul M. Rodel, Paul L. Lee, David L. Portilla.


Basel Committee 2015 corporate governance principles

USA, Global - August 11 2015 On July 8, 2015, the Basel Committee on Banking Supervision (“Basel Committee”) issued revised guidelines on Corporate Governance Principles for...

Eric T. Juergens, Caroline Novogrod, Gregory J. Lyons, Paul M. Rodel, David L. Portilla.


FCC both eases and tightens TCPA rules

USA - July 16 2015 The Federal Communications Commission ("FCC") has now released the text of its declaratory ruling and order on company and trade association...

Harriet M. Antczak, Matthew L. Biben, Adria S. Gulizia, Steven S. Michaels, Courtney M. Dankworth.


FCC declaratory rulings on TCPA impose more stringent compliance requirements

USA - June 30 2015 On June 18, in response to 21 petitions filed by companies and trade associations requesting relief from and clarification of elements of the...

Harriet M. Antczak, Matthew L. Biben, Adria S. Gulizia, Steven S. Michaels, Courtney M. Dankworth.