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CFTC Responds to Frequently Asked Questions Regarding Forms CPO-PQR and CTA-PR

USA - January 5 2016 Recently, the Commodity Futures Trading Commission (“CFTC”) Division of Swap Dealer and Intermediary Oversight (“DSIO”) issued responses to...

Byungkwon Lim, Michael J. Decker.

CFTC grants relief from commodity pool operator registration for insurance-linked securities issued by SPVs

USA - December 23 2014 On December 18, 2014, the Division of Swap Dealer and Intermediary Oversight (“DSIO”) of the Commodity Futures Trading Commission (the “CFTC”) issued...

Byungkwon Lim, Aaron J. Levy.

CFTC grants family offices no-action relief from registration as CTAs

USA - December 2 2014 In a recent letter (the "CTA Letter"), the Division of Swap Dealer and Intermediary Oversight ("Division") of the Commodity Futures Trading...

Byungkwon Lim, Michael J. Decker.

CFTC provides no-action relief to certain delegating commodity pool operators

USA - October 21 2014 On October 15, 2014, the Division of Swap Dealer and Intermediary Oversight (the "DSIO") of the Commodity Futures Trading Commission (the "CFTC")...

Byungkwon Lim, Michael J. Decker.

CFTC issues relief regarding insurance company general account entities, CPO use of third-party recordkeepers, and form CPO-PQR filing requirements

USA - September 25 2014 The Commodity Futures Trading Commission's ("CFTC") Division of Swap Dealer and Intermediary Oversight ("DSIO") recently issued a series of letters...

Byungkwon Lim, Michael J. Decker.