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FSOC gets curious: are asset managers’ products and activities creating systemic risk?

USA - January 8 2015 In connection with its ongoing evaluation of the asset management industry, the U.S. Financial Stability Oversight Council (the “FSOC”) recently...

Melissa A. Mitgang, Kenneth J. Berman, Michael P. Harrell, Satish M. Kini, Gregory J. Lyons.

“Planning for the worst”: the SEC plans new regulations for the asset management industry

USA - December 19 2014 In a speech last week, Mary Jo White, Chair of the Securities and Exchange Commission (the "SEC"), outlined three initiatives aimed at the investment...

Jonathan Adler, Kenneth J. Berman, Satish M. Kini, Erica Berthou, Jordan C. Murray.

Federal Reserve Board extends the Volcker Rule conformance period for covered funds

USA - December 18 2014 Today, the Federal Reserve Board (the "FRB") issued an order long-awaited by the financial services industry and private fund sponsors - the...

Andrew B. Butler, Gregory T. Larkin, Satish M. Kini, Gregory J. Lyons, Lee A. Schneider.

Basel Committee adopts Net Stable Funding Ratio: how much liquidity is enough?

USA - December 4 2014 On October 31, 2014, the Basel Committee on Banking Supervision (the “Basel Committee”) released the final Net Stable Funding Ratio (the “NSFR”)...

Chen Xu, Melissa A. Mitgang, Gregory J. Lyons, Samuel E. Proctor, Lee A. Schneider.

Planning ahead for 2015: key disclosure issues for banking organizations

USA - October 10 2014 The year-end bank compliance checklist is long, and in light of recent enforcement actions by the Securities and Exchange Commission ("SEC") and...

Eric T. Juergens, Satish M. Kini, Gregory J. Lyons, Samuel E. Proctor, Marina P. Copola.