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Federal Reserve proposes total loss absorbing capacity requirement

USA - November 4 2015 On October 30, 2015, the Federal Reserve Board (the “FRB”) issued a proposed rule (the “Proposal”) designed to improve the resolvability and...

Gabriel W. Lezra, Gregory J. Lyons, Paul M. Rodel, Paul L. Lee, Samuel E. Proctor.


New Volcker Rule FAQs provide guidance on market making in covered funds and CEO certification for prime brokerage transactions

USA - September 28 2015 On September 25, 2015, the Federal Reserve and other agencies charged with implementing the Volcker Rule issued two new Frequently Asked Questions...

Gregory T. Larkin, Satish M. Kini.


Basel Committee 2015 corporate governance principles

USA, Global - August 11 2015 On July 8, 2015, the Basel Committee on Banking Supervision (“Basel Committee”) issued revised guidelines on Corporate Governance Principles for...

Eric T. Juergens, Caroline Novogrod, Gregory J. Lyons, Paul M. Rodel, Samuel E. Proctor.


New Volcker Rule FAQ provides guidance on fund seeding periods

USA - July 17 2015 Yesterday, the Federal Reserve and other agencies charged with implementing the Volcker Rule issued a new Frequently Asked Question ("FAQ") regarding...

Gregory T. Larkin, Satish M. Kini.


New Volcker Rule FAQs clarify foreign public fund “control” issues and limit use of “joint venture” exemption but leave many issues unresolved

USA - June 15 2015 On Friday, the Federal Reserve and other agencies charged with implementing the Volcker Rule issued two new Frequently Asked Questions ("FAQs") to...

Andrew B. Butler, Gregory T. Larkin, Satish M. Kini, Gregory J. Lyons.