USA - January 26 2016
On December 11, 2015, the Securities and Exchange Commission (the “SEC”) proposed a new rule 18f-4 (the “Proposed Rule”) under the Investment Company...
Peter Chen, Kenneth J. Berman, Aaron J. Levy.
USA - January 8 2016
On January 4, the Commodity Futures Trading Commission (the "CFTC") proposed rules (the "Proposed Rules") to amend existing CFTC regulations to...
Peter Chen, Emilie T. Hsu.
USA - January 5 2016
Recently, the Commodity Futures Trading Commission (“CFTC”) Division of Swap Dealer and Intermediary Oversight (“DSIO”) issued responses to...
Michael J. Decker, Gary E. Murphy.
USA - December 30 2015
On December 16, 2015, the Commodity Futures Trading Commission (the “CFTC”) approved final rules (the “Final Rules”) to establish margin requirements...
Peter Chen, Emilie T. Hsu, Aaron J. Levy.
USA - December 16 2015
On November 24, 2015, the Commodity Futures Trading Commission (the “CFTC”) proposed “Regulation Automated Trading” or “Regulation AT” (the “Proposed...
Aaron J. Levy.